About the position
Ethics Specialist: (Fixed term contract- 12 Months)
Purpose of the role:
The purpose of an ethics specialist is to ensure that an organization operates in compliance with ethical principles, legal standards, and organizational values. Playing a crucial role in fostering a culture of integrity, accountability, and trust within the organisation.
Requirements:
Minimum Qualifications and experience:
- B-degree in Commerce/ Law, Corporate Governance/ Risk Management and Compliance or equivalent.
- Ethics Officer Certification Program (EOCP) Accredited.
- Experience in Ethics and compliance in the financial services industry
- Over 5 years relevant experience
Key Responsibilities:
- Assist with the development, review and implementation of ethics-related policies, frameworks and procedures aligned with applicable codes of ethics and conduct standards.
- Support the implementation and monitoring of ethics programmes, including policies relating to conflicts of interest, gifts and entertainment, anti-bribery and anti-corruption, whistleblowing, and extra-remunerative work.
- Develop and facilitate ethics awareness, training and communication initiatives to promote ethical behaviour and strengthen an ethical culture.
- Provide guidance and advisory support to employees, management and governance structures on ethics-related matters.
- Conduct ethics and reputational risk assessments, including assessments related to investment transactions, and present findings to relevant governance forums.
- Support the management of ethics-related cases, including assessments, investigations, consequence management and identification of ethical breaches.
- Manage confidential reporting channels and provide support for whistleblowing and “speak-up” initiatives.
- Monitor compliance with ethical standards, regulatory requirements and internal policies, and identify potential ethical risks and misconduct.
- Collaborate with internal stakeholders, including Human Resources, Risk and other business units, to embed ethical decision-making across organisational processes.
- Prepare ethics-related reports, analysis and updates for management and governance committees.
- Maintain accurate records, conduct trend analysis and provide insights to support continuous improvement of ethics practices.
Desired Skills:
- Compliance
- Ethics
- Ethical Decision-Making
Desired Qualification Level:
About The Employer:
Financial Services