About the position
EE CISCA Investment Compliance Manager Come lead compliance in a high-performing financial services environment where your expertise truly shapes business decisions. Is this you? What you'll be doing (and why you'll enjoy it) Where you'll be doing it What you'll need What you'll get How to apply
Cape Town CBD
Market-related
You're a hands-on compliance professional who thrives in a fast-paced, high-accountability environment. You bring strong leadership capability, a sharp eye for detail, and a practical approach to interpreting regulation. You're confident engaging stakeholders, enjoy solving complex problems, and are passionate about building a strong compliance culture.
You'll lead the day-to-day execution of compliance activities across the business, ensuring adherence to key regulatory frameworks including FAIS, FICA, CISCA and related legislation. From overseeing AML and CFT processes to driving compliance monitoring plans, you'll identify risks, close gaps, and implement effective controls. You'll oversee and develop a team, guide stakeholders with practical advice, and contribute to policy development, reporting, and governance. This role offers the opportunity to influence business decisions while embedding compliance into operations in a meaningful way.
Our client is a forward-thinking financial services firm operating at the intersection of investment management and technology. Known for its innovative approach and strong market presence, the organisation offers a collaborative, performance-driven culture where individuals are empowered to take ownership, think independently, and contribute to continuous improvement. You'll be fully office based in magnificent offices in Cape Town CBD
You'll hold a relevant tertiary degree in Law, Compliance, Risk or Finance, with at least 5 years' experience in financial services doing compliance. Strong working knowledge of FAIS, FICA, CISCA and related regulations is essential, along with proven experience in AML implementation. Leadership experience and the ability to translate regulation into practical business processes are key, with experience as a MLCO advantageous.
You'll join a dynamic, high-performing environment that values innovation, ownership, and professional growth, with exposure to senior stakeholders and strategic initiatives.
For a confidential discussion please contact Claudette on [Phone Number Removed]; or send your CV to c (dot) [Email Address Removed]
We appreciate that your CV might not be fully up to date. No problem, just send us what you have.
We do respond to everyone! Just give us a few days to work through your application.
Desired Skills:
- Compliance
Desired Work Experience:
- 5 to 10 years
Desired Qualification Level:
- Degree
