Compliance Manager

About the position

Our client is looking for a compliance specialist who fully understands the financial services industry (Specifically SHORT TERM Insurance) as well as the processes within an FSP environment, a specialist with a high attention to detail, who has the ability to ensure FAIS and FICA compliance is met.

Knowledge:

• Knowledge and understanding of legal principles and ability to interpret legislation.
• In depth knowledge of the requirements, implementation, and application of FAIS, FICA, TCF, POPIA.
• Knowledge and understanding of compliance risk management principles.
• Knowledge and understanding of the Financial Services Industry.
• Knowledge of other legislation applicable to the business

Experience:

• Meeting the competence, qualifications, and experience requirements to be registered as a Compliance Officer with the Financial Sector Conduct Authority would be advantageous.
• 5 - 10 years' experience as a Compliance Officer in the Financial Services Industry (SHORT TERM INSURANCE)
• A thorough understanding and knowledge of compliance risk management and monitoring programmes.
• A thorough understanding and knowledge of the regulatory requirements impacting on the various businesses (e.g. FAIS, FICA, LTIA, PPR, POPIA).
• Degree in Compliance / Legal or a similar field.
• Previous KI Experience
• Previous Management experience
• Ability to learn and adapt.
• Analytical skills and the ability to work in a methodical and organized manner.
  Proactive and resourceful and takes initiative.

Desired Skills:

• Compliance
• Compliance Management
• Regulatory Requirements
• Compliance and Risk Management
• Insurance
• short term insurance

Desired Work Experience:

• 5 to 10 years