About the position
Job Purpose
To oversee the resolution of complaints lodged against financial services providers. This role requires operating within a target-driven environment to ensure complaints are resolved in a manner that is procedurally fair, informal, economical, and expeditious manner.
Requirements:
- Matric
- Minimum qualification should be an LLB or BCom Degree or a relevant NQF Level 7 FSCA- approved degree.
- A Certified Financial Planning (CFP)
- Minimum of 5 years' experience within the financial services industry, of which at least three must have been in a managerial capacity.
- A thorough understanding and appreciation of the legal environment in which the FAIS Ombud's Office operates, including a thorough understanding of the FAIS Act, 37 of 2002 and its subordinate legislation.
- Technical and practical knowledge of financial advisory, FAIS regulatory compliance, the pension funds industry, insurance, and market conduct/TCF regulation.
- An understanding of financial services legislation - FAIS Act, FSR Act, PFA, LTIA, TCF, PPR, ITA, Insurance Act.
- Strong Background in Short and Long-Term Insurance, Financial Planning, and Dispute
- Market Conduct, and FAIS Regulatory
- Understanding of general and technical financial product
- Knowledge of the Microsoft CRM Programme or Similar
Desired Skills:
- Certified Financial Planning
- FAIS
- Complints
- Insurance Act
- Adjudicators
- Dispute Resolution
Desired Work Experience:
Desired Qualification Level: